ComplySci Acquires RIA in a Box
December 9, 2021
ComplySci has acquired RIA in a Box, a SaaS provider of compliance, cybersecurity, and operational software for the wealth management industry. RIA in a Box will continue to operate under its brand with Will Bressman as President of the combined organizations; the acquisition expands ComplySci's GRC product suite and follows a strategic investment in ComplySci from K1 Investment Management (RIA in a Box had been previously backed by Aquiline Capital Partners).
- Buyers
- ComplySci
- Targets
- RIA in a Box
- Sellers
- Aquiline Capital Partners LLC
- Industry
- Cloud & SaaS
- Location
- New York, United States
- Transaction Type
- Buyout
Explore More
Related Acquisitions
-
RIA in a Box Acquires ITEGRIA, LLC
May 5, 2021
Cloud & SaaS
RIA in a Box, a SaaS provider of compliance and operational software for registered investment advisors (RIAs), has acquired ITEGRIA, LLC, a cloud-based virtual desktop and managed services provider. The acquisition adds ITEGRIA’s AdvisorCloud virtual desktop technology and managed services to RIA in a Box’s platform to strengthen cybersecurity and remote-work capabilities for approximately 2,200 RIA firms served by the combined business.
-
Archer Acquires Compliance.ai
February 20, 2024
AI & Machine Learning
Archer has acquired Compliance.ai, an AI-driven regulatory change management platform, to integrate real-time regulatory monitoring and intelligence into Archer’s integrated risk and compliance offerings. The deal expands Archer’s AI capabilities for regulatory compliance, enabling automated monitoring, mapping of regulatory changes to policies, and improved reporting for heavily regulated enterprise clients.
-
itSynergy Acquires Comply's Itegria Business
December 18, 2025
IT Services
itSynergy, a Phoenix-based managed IT and cybersecurity provider for Registered Investment Advisers (RIAs), has acquired the Itegria line of business from Comply. Approximately 70 clients will transition to itSynergy as the firm assumes responsibility for IT and cybersecurity services previously delivered through Itegria, enabling Comply to focus on its compliance technology platform.
-
K1 Investment Management Makes $120M Growth Investment in ComplySci
June 10, 2021
Cloud & SaaS
ComplySci, a provider of regulatory technology and employee compliance software for the financial services sector, received approximately $120 million in growth capital from K1 Investment Management. The investment will be used to expand ComplySci's product platform and support growth through organic initiatives and acquisitions; existing investors will retain their stakes.
-
ComplySci Acquires National Regulatory Services (NRS)
October 21, 2021
Financial Services
ComplySci, a New York–based regulatory technology provider, has acquired National Regulatory Services (NRS), a 30+ year provider of compliance consulting, education and the ComplianceGuardian technology, from Accuity (a LexisNexis Risk Solutions company). The deal combines ComplySci's employee compliance automation platform with NRS' hands-on consulting and training capabilities as part of ComplySci's growth strategy following a $120 million growth equity investment from K1.
-
SmartRIA Acquires Greytwist Data Governance Solution
September 3, 2019
Cybersecurity
SmartRIA acquired the Greytwist Data Governance software platform and related assets in an asset sale, integrating Greytwist's vendor due diligence, PII data governance, and cybersecurity policy management capabilities into SmartRIA's Compliance Management Platform. SmartRIA will bring the Greytwist team aboard to support customers and accelerate the combined product roadmap for wealth management firms.
Track M&A activity that matters to you
Get real-time deal alerts, build buyer lists with AI, and access our full acquisition database. Start your free trial today.