InspereX Holdings Acquires Financial Northeastern Securities

Corient Acquires Northeast Financial Consultants

September 20, 2025

Wealth Management

Corient, a national fee-only wealth advisory firm operating as a private partnership, has acquired Northeast Financial Consultants, a Connecticut-based registered investment advisor with $4.5 billion in AUM. The deal gives Corient its first location in Connecticut and expands the firm's presence across New England to better serve high-net-worth and multi-generational family clients.

Simplicity Group Holdings Acquires Northeast Brokerage

August 19, 2025

Financial Services

Simplicity Group Holdings has acquired Northeast Brokerage, a New England-based brokerage general agency (BGA) focused on point-of-sale solutions for financial institutions, P&C agencies, and independent advisors. The deal brings partners Rex Cretella, Mark Gage, and Mike Costello into Simplicity's partnership and expands Simplicity's presence in the New England market.

Inspira Financial Acquires Quest Trust Company's Self-Directed IRA Business

September 3, 2024

Financial Services

Inspira Financial has been appointed successor custodian for Quest Trust Company's self-directed IRA (SDIRA) business, acquiring approximately 20,000 SDIRAs representing more than $3 billion in assets under custody. The deal expands Inspira's SDIRA and alternative-asset custody capabilities and aims to improve the accountholder experience for Quest clients.

FNZ Acquires YieldX to Expand Fixed‑Income Capabilities in the U.S.

January 19, 2023

Financial Services

FNZ has agreed to acquire YieldX, a U.S.-based provider of fixed‑income portfolio management technology and direct indexing tools, to accelerate delivery of personalized wealth management solutions in the U.S. As part of the deal, YieldX co‑founders Adam Green and Steve Gross will join FNZ's North America asset management leadership team to support product and technology integration.

Advisor Group Acquires Infinex Financial Holdings

May 19, 2022

Financial Services

Advisor Group has signed a definitive agreement to acquire Infinex Financial Holdings, the holding company of a broker-dealer that supports banks, credit unions and institution-based advisors. Infinex, headquartered in Meriden, Connecticut, oversees roughly $30 billion in client assets and more than 750 financial professionals; the deal expands Advisor Group's presence in the financial institution channel and is subject to FINRA and other regulatory approvals.

INX Signs Term Sheet to Acquire Openfinance Securities LLC

October 27, 2020

Financial Services

INX Limited has signed a term sheet to acquire Openfinance Securities LLC, a FINRA/SIPC-registered U.S. broker-dealer and alternative trading system (ATS) based in Chicago, subject to definitive agreements and regulatory approvals. The deal would transfer Openfinance's broker-dealer and ATS business — including systems, digital asset listings, client relationships and licenses — to INX as it expands its regulated digital-asset trading capabilities.